Ethics & Compliance (ECM) for Managers Training in Australia

The program is designed to strengthen managers' awareness of compliance obligations, ethical decision-making, risk identification, escalation, and accountability within the organization.

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Ethics & Compliance (ECM) for Managers Training is a professional training program delivered by ProgNXT, a globally recognized corporate training provider. ProgNXT's Ethics & Compliance (ECM) for Managers Training course in Australia equips professionals with industry-relevant skills through hands-on, instructor-led sessions. This instructor-led training program provides managers with a comprehensive understanding of business ethics, corporate compliance,...

Business Ethics, Code of Conduct & Compliance Culture

Business Ethics & Compliance Fundamentals

Business ethics and compliance fundamentals
Ethics versus compliance
Ethical culture and corporate values
Ethical decision-making frameworks
Ethics in day-to-day management decisions
Balancing business objectives with ethical responsibilities
Manager responsibilities in maintaining an ethical workplace

Code of Conduct & Professional Workplace Behavior

Code of Conduct principles and responsibilities
Professional workplace conduct
Respectful and responsible workplace behavior
Confidentiality and responsible use of company information
Appropriate use of company resources
Gifts, hospitality and business courtesies
Reporting suspected violations
Manager responsibilities for reinforcing the Code of Conduct

Anti-Bribery & Anti-Corruption (ABC)

Bribery and corruption fundamentals
Direct and indirect bribery
Facilitation payments and kickbacks
Gifts, hospitality and entertainment
Political and charitable contributions
Third-party and intermediary risks
Due diligence and approval requirements
Books, records and transparency
ABC red flags
Manager responsibilities and escalation

Conflict of Interest

Understanding conflicts of interest
Actual, potential and perceived conflicts
Financial and personal conflicts
Family and related-party relationships
Outside employment and business interests
Vendor and supplier relationships
Gifts and hospitality-related conflicts
Disclosure, mitigation and management
Manager responsibilities

Speak-Up Culture & Whistleblowing

Purpose of whistleblowing programs
Internal and external reporting channels
Anonymous and confidential reporting
Protection against retaliation
Handling employee concerns
Escalation responsibilities
Manager responsibilities when concerns are raised
Building an effective speak-up culture

Practical Activities

Ethical decision-making scenarios
ABC and gifts/hospitality case studies
Conflict-of-interest scenarios
Speak-up and escalation exercises

Fraud, AML & Internal Controls

Fraud Awareness & Prevention

Understanding corporate and occupational fraud
Common types of fraud
Procurement and purchasing fraud
Expense and reimbursement fraud
Financial statement fraud
Vendor and customer fraud
Fraud indicators and red flags
Fraud prevention and detection controls
Reporting and escalation of suspected fraud
Management responsibilities

Anti-Money Laundering (AML) Awareness

Money laundering fundamentals
Stages of money laundering
Common money laundering techniques
Terrorist financing awareness
AML compliance responsibilities
Customer and counterparty risk
KYC, CDD and EDD awareness
Beneficial ownership
Transaction monitoring awareness
AML red flags
Reporting and escalation responsibilities

Internal Controls & Compliance Risk Management

Purpose and importance of internal controls
Control environment and culture
Preventive, detective and corrective controls
Segregation of duties
Authorization and approval controls
Access and information security controls
Documentation and record keeping
Compliance monitoring
Compliance risk assessment
Identifying control weaknesses
Remediation and corrective actions

Management Override & Control Failures

Understanding management override
Management override as a fraud and compliance risk
Common forms of control override
Bypassing approval and authorization controls
Circumventing segregation of duties
Override of policies and procedures
Financial reporting and fraud risks
Red flags and monitoring
Escalation requirements
Management accountability

Practical Activities

Manager Accountability, Employment Compliance & Integrated Application

Manager Accountability & Compliance Leadership

Management's role in compliance
Leading by example
Manager responsibilities under compliance programs
Identifying compliance risks
Monitoring employee conduct
Responding to employee concerns
Escalating compliance issues
Documentation and reporting responsibilities
Accountability for control failures
Building an ethical and compliant team culture

HR & Employment Compliance

Workplace and employment compliance fundamentals
Equal opportunity and non-discrimination
Workplace harassment and inappropriate conduct
Recruitment and hiring compliance
Employee documentation and record keeping
Employee privacy and confidentiality
Disciplinary procedures and fair treatment
Grievances and complaint handling
Termination and separation considerations
Retaliation and whistleblower protection
Manager responsibilities

Immigration Compliance Awareness

Immigration compliance fundamentals
Work authorization and visa compliance
Hiring and onboarding of foreign nationals
Immigration documentation and record keeping
Employee mobility and international assignments
Cross-border employment considerations
Immigration compliance risks
Escalation requirements
Manager responsibilities

Integrated Compliance Management Workshop

Identifying compliance risks
Ethics versus business pressure
Bribery and corruption scenarios
Fraud and financial misconduct scenarios
AML and counterparty-risk scenarios
Conflict-of-interest scenarios
Internal-control and management-override scenarios
Employee concerns and escalation
HR and employment compliance scenarios
Immigration compliance considerations
Manager decision-making and accountability

Case Studies, Knowledge Assessment & Action Planning

ProgNXT Certification

Expert Panel

Designed and delivered by the ProgNXT Corporate Compliance Expert Panel — a vetted team of industry professionals with 15+ years of hands-on experience in ISO standards, regulatory compliance, and risk management frameworks

ProgNXT Corporate Compliance Expert Panel

Course Code: PZJ15
21Hrs
Course Rating 5/5
Last Updated: September 2026

This instructor-led training program provides managers with a comprehensive understanding of business ethics, corporate compliance, anti-bribery and anti-corruption, fraud prevention, whistleblowing, conflicts of interest, Anti-Money Laundering (AML), internal controls, management accountability, management override of controls, and HR, employment and immigration compliance.

The program is designed to strengthen managers' awareness of compliance obligations, ethical decision-making, risk identification, escalation, and accountability within the organization

Welcome to the official Ethics & Compliance (ECM) for Managers Training certification program. This comprehensive training is designed to elevate your professional skills and provide you with practical, industry-relevant knowledge in in Australia. As a globally recognized corporate training provider operating in 55+ countries, ProgNXT ensures that our curriculum meets the highest standards of excellence.

Whether you are looking to upskill your team or advance your personal career, our expert-led sessions will guide you through the core concepts of this domain. Upon successful completion of the 21Hrs program, participants will receive a globally accepted certification, demonstrating their proficiency and readiness to tackle complex challenges in the field.

Participants should preferably have:

· No specific prior qualification or formal compliance certification is required.

· Participants should have a basic understanding of their organization's policies, procedures, and workplace responsibilities.

· Participants should be familiar with their general managerial responsibilities and decision-making authority.

· Participants should have access to a computer/laptop and a reliable internet connection for the online training sessions and final assessment.

· Participants are expected to attend the complete three-day program and complete the final assessment.

Upon completion of the program, participants will be able to:

· Basic understanding of business operations and workplace practices.

· Managerial and decision-making responsibilities.

· Ability to identify and communicate workplace risks and concerns.

· Ability to understand and apply organizational policies and procedures.

· Willingness to make ethical decisions and escalate compliance concerns appropriately.

· Basic proficiency in using online meeting and communication tools.

After completing this course, participants will be able to:

Understand key principles of ethics, compliance, and responsible leadership.
Identify and address common ethical and compliance risks.
Apply ethical decision-making principles in workplace situations.
Recognize conflicts of interest and potential compliance violations.
Promote an ethical, respectful, and accountable team culture.
Understand their responsibilities in reporting and escalating concerns.
Make informed decisions aligned with organizational policies and standards.