Compliance and Risk Management Training in Madrid, Spain

This course provides a thorough understanding of compliance frameworks and risk management practices applicable across industries. Participants will learn how to design, implement, and monitor compliance programs while identifying, assessing, and mitigating organizational risks. It integrates global best practices, regulatory requirements, and governance models, equipping attendees with the skills to align risk and compliance strategies with organizational goals.

Introduction to Compliance and Risk Management

• Definition and importance of compliance and risk management

• Overview of regulatory frameworks (SOX, GDPR, AML, etc.)

• Roles and responsibilities in governance structures

• Case studies on compliance failures

Compliance Program Development

• Building blocks of a compliance program

• Policy development and code of conduct

• Internal controls and compliance reporting

• Ethics and corporate responsibility

Enterprise Risk Management (ERM)

• Risk management lifecycle

• Risk categories: strategic, operational, financial, reputational

• ISO 31000 and COSO ERM frameworks

• Risk appetite, tolerance, and metrics

Risk Assessment and Mitigation

• Risk identification and risk register creation

• Qualitative vs quantitative risk assessment

• Risk mitigation planning and response strategies

• Business continuity and incident response

Compliance Monitoring, Audits, and Communication

• Compliance audits and investigation techniques

• Reporting non-compliance and whistleblower protection

• Training and awareness programs

• Communication strategies for risk and compliance

Practical Workshops and Assessment

• Risk assessment simulation

• Drafting a compliance plan

• Group case study and roleplay on incident handling

• Final assessment and review