AML/CTF Governance & Risk Oversight Training in Warsaw, Poland

This training provides a comprehensive understanding of AML/CTF governance frameworks, risk oversight practices, and regulatory compliance requirements for professionals in the financial sector. Participants will explore key concepts such as money laundering and terrorism financing risks, regulatory expectations, governance structures, risk assessment methodologies, and the role of the board and senior management in fostering a compliance culture. The course emphasizes practical application through hands-on exercises, enabling learners to design and implement robust AML/CTF governance and risk oversight programs that meet international standards.

Foundations of AML/CTF Governance

• Understanding money laundering and terrorism financing risks
• International regulatory frameworks and standards
• Roles and responsibilities of board and senior management
• Key governance principles and structures

Risk Oversight and Assessment Methodologies

• Risk appetite and risk tolerance setting
• Enterprise-wide risk assessment processes
• Customer due diligence and enhanced due diligence
• Transaction monitoring and suspicious activity reporting

Compliance Program Design and Implementation

• Developing AML/CTF policies and procedures
• Training and awareness programs
• Independent testing and audit requirements
• Reporting lines and escalation protocols

Regulatory Expectations and Emerging Trends

• Supervisory expectations and enforcement actions
• Technology and innovation in AML/CTF
• Cross-border considerations and information sharing
• Future outlook and evolving risks