Compliance and Risk Management Training in New York

Compliance and Risk Management Training in New York, USA

Participants will learn how to design, implement, and monitor compliance programs while identifying, assessing, and mitigating organizational risks.

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Compliance and Risk Management Training is a professional training program delivered by ProgNXT in New York, USA. ProgNXT, a globally recognized corporate training provider in 55+ countries, offers this Compliance and Risk Management Training course with hands-on, instructor-led sessions. This course provides a thorough understanding of compliance frameworks and risk management practices applicable across industries. Participants will...

Expert Panel

Designed and delivered by the ProgNXT Corporate Compliance Expert Panel — a vetted team of industry professionals with 15+ years of hands-on experience in ISO standards, regulatory compliance, and risk management frameworks

ProgNXT Corporate Compliance Expert Panel

Course Code: DPV68
21 Hrs
Last Updated: April 2026

Course Rating5/5

This course provides a thorough understanding of compliance frameworks and risk management practices applicable across industries. Participants will learn how to design, implement, and monitor compliance programs while identifying, assessing, and mitigating organizational risks. It integrates global best practices, regulatory requirements, and governance models, equipping attendees with the skills to align risk and compliance strategies with organizational goals.

Welcome to the official Compliance and Risk Management Training certification program in New York, USA. This comprehensive training is designed to elevate your professional skills and provide you with practical, industry-relevant knowledge locally. As a globally recognized corporate training provider operating in 55+ countries, ProgNXT ensures that our curriculum meets the highest standards of excellence.

Whether you are looking to upskill your team or advance your personal career, our expert-led sessions will guide you through the core concepts of this domain. Upon successful completion of the 21 Hrs program, participants will receive a globally accepted certification, demonstrating their proficiency and readiness to tackle complex challenges in the field.

Basic understanding of business operations and organizational structures
Interest or background in legal, regulatory, audit, or management functions
No prior experience in compliance or risk required (but beneficial)

By the end of the course, participants will be able to:

Understand the principles of corporate compliance and risk management
Identify legal, regulatory, operational, and reputational risks
Build and implement compliance programs and risk controls
Align risk management with enterprise strategy
Conduct risk assessments and compliance audits
Foster a compliance culture within the organization

Regulatory and legal compliance interpretation
Risk identification, assessment, and control
Compliance program design and implementation
Risk reporting and mitigation strategies
Conducting compliance audits and investigations
Understanding of international standards
Communication and ethical decision-making in risk scenarios

Components of a compliance program
Global risk and regulatory frameworks
Risk management cycle and tools
Real-world risk scenarios and controls
Ethics and audit methodology

Participants who attend all sessions and successfully complete the course assessments will receive a ProgNXT Certificate of Completion.

Introduction to Compliance and Risk Management

Definition and importance of compliance and risk management
Overview of regulatory frameworks (SOX, GDPR, AML, etc.)
Roles and responsibilities in governance structures
Case studies on compliance failures

Compliance Program Development

Building blocks of a compliance program
Policy development and code of conduct
Internal controls and compliance reporting
Ethics and corporate responsibility

Enterprise Risk Management (ERM)

Risk management lifecycle
Risk categories: strategic, operational, financial, reputational
ISO 31000 and COSO ERM frameworks
Risk appetite, tolerance, and metrics

Risk Assessment and Mitigation

Risk identification and risk register creation
Qualitative vs quantitative risk assessment
Risk mitigation planning and response strategies
Business continuity and incident response

Compliance Monitoring, Audits, and Communication

Compliance audits and investigation techniques
Reporting non-compliance and whistleblower protection
Training and awareness programs
Communication strategies for risk and compliance

Practical Workshops and Assessment

Risk assessment simulation
Drafting a compliance plan
Group case study and roleplay on incident handling
Final assessment and review

Instructor slides and case study handouts
Sample compliance manuals and templates
Risk register templates and assessment tools

Participation & Group Activities
Quizzes
Practical Exercises & Workshops
Final Assessment / Case Study

ProgNXT Certificate of Completion will be awarded to participants who successfully complete the course and assessments.

Compliance and Risk Management Training Events in new-york

Online Events

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More Upcoming Session Dates

October 2026

📍 New York, USA

10th Oct 2026→12th Oct 2026

📍 New York, USA

19th Oct 2026→21st Oct 2026

🌐 Online Instructor-Led

25th Oct 2026→27th Oct 2026

November 2026

🌐 Online Instructor-Led

1st Nov 2026→3rd Nov 2026

📍 New York, USA

7th Nov 2026→9th Nov 2026

📍 New York, USA

20th Nov 2026→22nd Nov 2026

🌐 Online Instructor-Led

26th Nov 2026→28th Nov 2026

December 2026

📍 New York, USA

4th Dec 2026→6th Dec 2026

🌐 Online Instructor-Led

10th Dec 2026→12th Dec 2026

🌐 Online Instructor-Led

20th Dec 2026→22nd Dec 2026

📍 New York, USA

21st Dec 2026→23rd Dec 2026

Events for other courses in New York, USA

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Compliance and Risk Management Training in New York